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Events

ConFi Today Webinar Series: Regulatory Considerations Throughout the Payments Company Lifecycle

This webinar series expands on topics covered at Orrick’s annual ConFi Today conference. Each session will provide insights for fintechs, technology companies, investors and other payment providers and customers as they assess regulatory considerations during formation, navigate ongoing compliance ...

October.26.2023 - November.16.2023 | Recordings Available

Events

Bahamas Financial Services Board Industry Development Series Event

Benjamin Hutten joined a panel to examine the evolution in regulation and enforcement of digital assets and digital asset service providers.

February.16.2023 | SLS at Baha Mar | Nassau, Bahamas

Events

2022 mWISE Conference

Elizabeth McGinn, Benjamin Hutten, and James Chou discussed strategies and best practices to avoid sanctions violations.

October.19.2022 | Washington, D.C.

Events

NAFCU’s Regulatory Compliance & BSA Seminar

Benjamin Hutten discussed using a member's risk profile to identify suspicious transactions, and James Chou explored compliance issues related to filing a SAR, and FinCEN's guidance and OFAC implications.

September.27.2022 - September.29.2022 | Omni Louisville Hotel | Louisville, KY

Events

AML Regulations and Impact of Economic Sanctions | Mortgage Bankers Association Webinar

Benjamin Hutten offered a review of trends in money laundering activities, discussed policies and procedures that protect organizations from suspicious activity, and explored economic sanctions on real estate transactions.

July.12.2022 |

Events

Financial Services Risks During the Russia-Ukraine Conflict | NAFCU Webinar

Orrick attorneys explore recent ransomware attacks, and the increased risk of Russian state-sponsored cyberattacks, along with approaches regulators are taking regarding prevention, harm mitigation, and reporting.

April.28.2022 |

Events

AML and Sanctions Model Validation: Regulatory Requirements and Best Practices | Stout

This session discussed regulatory requirements and guidance, model definition, risk management, principles, components, model validation – deeper dive, regulatory expectations, and regulatory expectations.

June.09.2020 |

Events

Understanding and Complying with OFAC Sanctions | NAFCU

This session discussed activities prohibited by OFAC’s sanctions, how to identify OFAC risks and build a compliance program that addresses them, a hypothetical breakdown and identify what went wrong, and regulatory expectations.

May.19.2020 |