Search

Search Language

English | Use language selector above (below, on mobile) to search additional languages

Open filter

Selected filters
x(incident response planning)

52 items matching filters

Search Results

RegFi Podcast

RegFi Episode 21: Navigating the AI Revolution in Consumer Lending with Kelly Cochran

by Jeremiah Buckley and Caroline Stapleton
February.28.2024

FinRegLab Deputy Director Kelly Cochran joins us to discuss how machine learning is used by consumer lenders and the evolving regulatory response.

RegFi Podcast

RegFi Episode 34: Bank Partnerships and the Implications of DIDMCA Opt-Outs

by Jeremiah Buckley, Sasha Leonhardt and James McGuire
May.29.2024

Orrick RegFi Podcast | Bank Partnerships and the Implications of DIDMCA Opt-Outs

We discuss DIDMCA’s interest rate exportation rules and the lawsuit filed by industry groups in response to Colorado’s recent opt-out legislation.

Derivatives in Review

CFTC Proposes Regulation AT on Automated Trading

by Nikiforos Mathews and Jonas Robison
December.18.2015

On November 24, 2015, the Commodity Futures Trading Commission (“CFTC”) issued a notice of proposed rulemaking (the “Proposed Rule”) on the ...

Derivatives in Review

CFTC Exempts Certain WhollyOwned Securitization SPVs from Mandatory Clearing

by Nikiforos Mathews and Jonas Robison
June.11.2015

On May 4, 2015, the Division of Clearing and Risk of the Commodity Futures Trading Commission (the “CFTC”) issued a no-action letter (the ...

Derivatives in Review

Prudential Regulators and CFTC RePropose Rules for Uncleared Swap Margin

by Nikiforos Mathews and Jonas Robison
October.30.2014

The “prudential regulators” (i.e., the Federal Reserve Board, the Federal Deposit Insurance Corporation, the Office of the Comptroller of the ...

Derivatives in Review

ISDA Protocol Address Eurozone Capital Control Risk

September.28.2012

For some time now, market participants have been concerned about the exit of a member-state from the Eurozone. These concerns are most acute in—but ...

Derivatives in Review

IRS Amends Temporary Treasury Regulations Under Section 871m

September.28.2012

On August 31st, the U.S. Internal Revenue Service amended Temporary Treasury Regulations under Section 871(m) of the U.S. Internal Revenue Code of ...

Derivatives in Review

CFTC Issues Final Rule on CPOCTA Registration and Compliance Regulations

February.16.2012

On February 9th, the CFTC approved certain rule changes intended to increase transparency to the CFTC of commodity pool operators (“CPOs”) and ...

On the Chain

At Your Service: First-Ever On the Chain Survey Reflects a Steady Rise in Blockchain Awareness, Acceptance and Adoption

March.04.2020

The results are in! Responses to Orrick’s first survey of the dedicated followers of On the Chain, our blockchain blog, revealed at least two things: ...

RegFi Podcast

RegFi Episode 37: Adapting to Change: Fintech's Public Policy Environment

by Jeremiah Buckley and Sasha Leonhardt
June.19.2024

Orrick RegFi Podcast | Adapting to Change: Fintech's Public Policy Environment

We discuss the increased scrutiny from Congress and regulators in response to the growth of fintechs, from niche startups to major industry players.

Derivatives in Review

LIBOR Discontinuance and the Derivatives Market

by Nikiforos Mathews and Jonas Robison
August.24.2017

On July 27, the Chief Executive of the UK Financial Conduct Authority (“FCA”) announced that, after the end of 2021, the FCA would no longer use its ...

Derivatives in Review

Regulation AT – An Update

by Nikiforos Mathews and Jonas Robison
January.31.2017

From the time Regulation AT was initially proposed by the Commodity Futures Trading Commission (“CFTC”) over a year ago, the CFTC has solicited and ...