Elizabeth McGinn discussed how to manage third-party risks and share guidance on how to maximize TPRM programs while maintaining compliance in a heightened regulatory environment.
Benjamin Hutten discussed using a member's risk profile to identify suspicious transactions, and James Chou explored compliance issues related to filing a SAR, and FinCEN's guidance and OFAC implications.
Former federal prosecutor Daniel R. Alonso drew upon his extensive experience to discuss the importance and impact of the Foreign Corrupt Practices Act around the world.