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Derivatives in Review

DoddFrank Implementation Update

November.09.2010

The Commodity Futures Trading Commission ("CFTC") and Securities Exchange Commission ("SEC" and, together with the CFTC, the "Commissions") continue ...

Derivatives in Review

Industry Groups Send Comments to Regulators on Collateral Segregation

November.09.2010

On October 8th, ISDA sent pre-proposal comments (the "ISDA Comments") to the CFTC regarding the segregation of collateral for uncleared swaps in ...

Derivatives in Review

NYDFS Finalizes BitLicense Regulations

by Nikiforos Mathews and Jonas Robison
June.11.2015

On June 3, 2015, the New York Department of Financial Services (“NYDFS”) released its final BitLicense regulations, which Superintendent Benjamin ...

Derivatives in Review

NYDFS Releases Revised BitLicense Proposal

by Nikiforos Mathews and Jonas Robison
March.10.2015

On February 4, 2015, the New York State Department of Financial Services (“NYDFS”) released a revised version of its proposed virtual currency ...

Derivatives in Review

SIFMA v CFTC Cross-Border Lawsuit Dismissed

by Nikiforos Mathews and Jonas Robison
October.29.2014

The U.S. District Court for the District of Columbia dismissed, with certain exceptions, the lawsuit filed by the Securities Industry and Financial ...

Employment Law and Litigation

California Court Finds Arbitration Agreement In Employee Handbook Unenforceable

by Joseph Liburt and Mike Delikat
August.28.2012

In a July 30, 2012 decision the Second Appellate District of the Court of Appeal ruled that an employee was not bound by the arbitration clause in ...

Derivatives in Review

DoddFrank Implementation Update

September.28.2012

Title VII of the Dodd-Frank financial reform, titled the “Wall Street Transparency and Accountability Act of 2010” (the “Act”), was enacted on July ...

Derivatives in Review

DoddFrank Protocol Opens for Adherence

September.28.2012

On August 13th, the International Swaps and Derivatives Association, Inc. (“ISDA”) and Markit announced the launch of the Dodd-Frank Protocol (the ...

Derivatives in Review

DoddFrank Act Implementation Update

May.07.2012

Title VII of the Dodd-Frank Act, titled the “Wall Street Transparency and Accountability Act of 2010” (“Title VII”), was enacted on July 21, 2010.[1] ...

Derivatives in Review

Investment Management Industry Challenges CPO Registration Requirement

May.07.2012

On February 9th, the CFTC issued a final rule modifying its Rule 4.5 to require the advisers of an investment company registered under the Investment ...

Derivatives in Review

Standardization of Muni CDS

May.07.2012

On March 5th, ISDA published the 2012 ISDA U.S. Municipal Reference Entity Supplement to the 2003 ISDA Credit Derivatives Definitions (the “March ...

Derivatives in Review

CME and LCH Amend Rulebooks on Variation Margin

by Jonas Robison and Nikiforos Mathews
May.04.2017

Cleared derivatives are generally characterized as being either “collateralized-to-market” (“CTM”) or “settled-to-market” (“STM”) in connection with ...