SEC Focuses on ESG Investing

Practical ESG
May.14.2021

The SEC's Division of Examination recently issued a Risk Alert that highlights the SEC's increasing attention focused on investment strategies integrating ESG investment strategies. In particular, the Risk Alert highlights one overarching concern: ESG claims are often not supported by appropriate management, policies, and processes. In this guest post for Practical ESG, Orrick's Perry Teicher and JT Ho examine the Risk Alert and related comments from SEC Commissioner Hester Peirce that suggest a need for funds and companies to put more attention to the content and process of ESG-related matters.